Skip Navigation

Senior Compliance Auditor



Category

Audit and Compliance

Position Type

Full-Time/Regular

Job Location

Rockville, MD

Tracking Code

1031-948

GENERAL SUMMARY:

Under limited Supervision Performs varied and complex financial, operational and compliance audits for Eagle Bancorp, Inc. and subsidiaries. Actively promotes a strong internal control environment in assurance and consultative services provided in conjunction with and formally documented in the Internal Audit Manual (derived from the Standards established by the Institute of Internal Auditors {IIA}).

 

MAJOR DUTIES AND RESPONSIBILITIES :

  • May act as Auditor In Charge (AIC) to independently conduct varied and complex internal audits of Eagle Bancorp, Inc. and its subsidiaries in accordance with the audit plan and consistent with audit objectives and the strategic initiatives of the company and IIA standards.
  • Compliance focus with a strong understanding of federal and state Compliance and Regulatory activities and requirements including BSA/AML, Lending (commercial, residential), Deposit and Consumer laws and regulations and the related risks.
  • Keeps current on matters relating to internal controls, regulations, accounting and banking industry, in general. Interpret, apply and communicate changes including complex matters.
  • Promotes a strong internal control environment and be viewed as a leader.
  • Assists in testing for the Sarbanes Oxley Program.
  • Executes internal audits effectively and efficiently in accordance with the approved audit plan and under the direction of the AIC to achieve audit objectives.
  • Documents audit work clearly and concisely to support conclusions.
  • Complies with the Internal Audit Department Charter, procedures and professional standards. Suggests and develops new ideas and work methods.
  • Maintains a high level of professionalism and leadership when working with employees and other individuals required to interact with as a part of their assigned duties.
  • Complies with the EagleBank Pledge regarding reliability, responsiveness, appreciation, competency and ethics.
  • Communicates orally and in writing in a clear and concise manner. Forms objective opinions on the design and operating effectiveness of internal controls and identifies core issues.
  • Provides meaningful recommendations based on evaluated risks and follow-up on the resolution of issues.
  • Develops and maintains audit and proficient technical competencies needed to complete audit assignments encompassing all complex systems and software. 

 

Required Education/Experience:

  • Bachelor’s Degree in accounting, business management, finance or related field; 4 additional years of audit experience will be considered in lieu of bachelor’s degree
  • 3 years of internal audit or public accounting experience in public accounting, audit, risk management or regulatory compliance in a professional firm or business

 

Preferred Education/Experience:

  • Broad exposure to banking industry

 

Preferred Certifications, Licenses or systems needed              :

  • CIA (Certified Internal Auditor) OR
  • CPA (Certified Public Accountant), CFE (Certified Fraud Examiner), CBA (Certified Bank Examiner)

Perferred Certifications, Licenses or systems needed              :

  • ACAMS or CRCM

 

We are an equal opportunity employer. Employment selection and related decisions are made without regard to sex, race, age, disability, religion, national origin, color or any other protected class.

 

 


Required Skills

 

 


close